On March 26th, join Ancram IRBD at the Financial Research Associates, Inc. 9th Annual Mastering Client Services and RFPs for Institutional Investors conference at the Harvard Club in New York.
Nancy Vailakis will be moderating a talk with panelists Brian Rafferty, Investment Funds Counsel, Akin Gump and Annemarie Burgess, Institutional Consultant & RFP Analyst, Raymond James, entitled: “Review of the SEC Advertising Rule One Year Later”.
The talk and the following sub-topics will help participants:
· Gain a valuable understanding of the SEC Sweeps
· Understand how to address conflicts in rule interpretation
· Learn about SEC RFP focus points during routine or targeted audits
For more information about the event, check out the official website here.
